Oversight

Oversight Hearing on Section 529 College Savings Plans: High Fees, Inadequate Disclosure, Disparate State Tax Treatment and Questionable Broker Sales Practices

Date: September 30, 2004

Time: 10:30am

Witnesses

Vice Chairman and President of Regulatory Policy and Oversight

NASD

Senior Associate General Counsel

Municipal Securities Rulemaking Board

Treasurer, State of New Hampshire

On behalf of the National Association of State Treasurers

Deputy Executive Director for Finance and Administration

Utah Higher Education Assistance Authority

Founder and President

Fund Democracy